Pre Kyc Form

PRE-KYC form #

  • pre-kyc form is going before Plaid KYC flow started
  • user have to pass pre-kyc form to proceed with KYC
  • pre-kyc form is open by click on Start KYC button on user dashboard or by click on Pass KYC before invest on offering page
  • pre-kyc is open in popup and clould be closed by cross closing button or cancel button
  • if Account on North Capital end associated with investment profile was not created before - submit of this form creates it.
  • fields are below:
field mandatory? description
Citizenship yes Selectbox. Options: US-citizen/US-Resident/Non-resident; Non-resident option is not acceptable
Financial situation
Are you accredited investor? yes Radiobtn. Options: yes/no
Investment objectives
Investment objectives yes Selectbox. Options: Growth/Income/Capital Appreciation/Speculation/Tax mitigation
Investment years expirience yes Text input
How long do you plan to invest? yes Selectbox. Options: 1-3 years, 4-7 years, 8-11 years, 11+years
How important is it to have immediate access to your invested funds? yes Selectbox. Options: Very important/Somewhat important/Not important
How much risk are you comfortable with? yes Selectbox. Options: Low risk/Medium risk/High risk/Specilative risk
Understanding of Risks
5 risk statements and Plaid consent yes Checkboxes.
Risk statements:
- Market and Liquidity Risk: I acknowledge the potential for market fluctuations and limited liquidity in Regulation A and Regulation D offerings ;
- Business and Regulatory Risk: I understand the business challenges and regulatory uncertainties associated with investing in these offerings. ;
- Limited Information and Fraud Risk: I'm aware of the limited disclosure and potential for fraudulent schemes in Regulation A and Regulation D investments. ;
- Illiquidity and Capital Loss: I accept the illiquid nature and the risk of partial or total loss of capital in these investments. ;
- Overall Investment Risk: In summary, I recognize and accept the inherent risks, including market volatility, limited liquidity, regulatory uncertainties, and the possibility of financial loss, in investing in Regulation A and Regulation D offerings. ;
- I consent to share personal information with Plaid.